-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6KBWLumnPY1IlD0tZggGBsxFykoG6EIKZuScqzFInYP1Jmwudy6bb9hczFJqO6a AIqDZKM0duxwBgL/6xJCqQ== 0000950152-04-003458.txt : 20040503 0000950152-04-003458.hdr.sgml : 20040503 20040503132949 ACCESSION NUMBER: 0000950152-04-003458 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040503 GROUP MEMBERS: DAVID M. W. HARVEY GROUP MEMBERS: HOT CREEK INVESTORS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TITLE GROUP INC CENTRAL INDEX KEY: 0001017158 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) [6532] IRS NUMBER: 870399785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49613 FILM NUMBER: 04772770 BUSINESS ADDRESS: STREET 1: 2901 EAST CAMELBACK ROAD CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 6024838868 MAIL ADDRESS: STREET 1: 2901 EAST CAMELBACK ROAD CITY: PHOENIX STATE: AZ ZIP: 85016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOT CREEK CAPITAL LLC CENTRAL INDEX KEY: 0001141943 IRS NUMBER: 880446124 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 3178 CITY: GARDENVILLE STATE: NV ZIP: 89410 BUSINESS PHONE: 7752653016 MAIL ADDRESS: STREET 1: P O BOX 3178 CITY: GARDENVILLE STATE: NV ZIP: 89410 FORMER COMPANY: FORMER CONFORMED NAME: EVEREST MANAGERS LLC DATE OF NAME CHANGE: 20010604 SC 13G 1 l07348asc13g.txt CAPITAL TITLE GROUP, INC./HOT CREEK CAPITAL LLC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 CAPITAL TITLE GROUP, INC. ------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------ (Title of Class of Securities) 140919 10 1 ------------------------------------------------------ (CUSIP Number) APRIL 28, 2004 ------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 140919 10 1 - - ----------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) HOT CREEK CAPITAL, L.L.C. - - ----------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - - ----------------------------------------------------------------------------- 3) SEC Use Only - - ----------------------------------------------------------------------------- 4) Citizenship or Place of Organization Nevada - - ----------------------------------------------------------------------------- Number of (5) Sole Voting Power 0 Shares ---------------------------------------------------------- Beneficially (6) Shared Voting Power 1,320,000 Owned by ---------------------------------------------------------- Each Reporting- (7) Sole Dispositive Power 0 Person ---------------------------------------------------------- With (8) Shared Dispositive Power 1,320,000 - - ----------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,320,000 - - ----------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not applicable - - ----------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 6.3% - - ----------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - - ----------------------------------------------------------------------------- CUSIP No. 140919 10 1 - - ------------------------------------------------------------------------------ 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) HOT CREEK INVESTORS, L.P. - - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - - ------------------------------------------------------------------------------ 3) SEC Use Only - - ------------------------------------------------------------------------------ 4) Citizenship or Place of Organization Nevada - - ------------------------------------------------------------------------------ Number of (5) Sole Voting Power 0 Shares ------------------------------------------------------------ Beneficially (6) Shared Voting Power 1,320,000 Owned by ------------------------------------------------------------ Each Reporting- (7) Sole Dispositive Power 0 Person ------------------------------------------------------------ With (8) Shared Dispositive Power 1,320,000 - - ------------------------------------------------------------------------------ 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,320,000 - - ------------------------------------------------------------------------------ 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not applicable - - ------------------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row 9 6.3% - - ------------------------------------------------------------------------------ 12) Type of Reporting Person (See Instructions) PN - - ------------------------------------------------------------------------------ CUSIP No. 140919 10 1 - - ------------------------------------------------------------------------------ 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) David M. W. Harvey - - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - - ------------------------------------------------------------------------------ 3) SEC Use Only - - ------------------------------------------------------------------------------ 4) Citizenship or Place of Organization U.S.A. - - ------------------------------------------------------------------------------ Number of (5) Sole Voting Power 0 Shares ------------------------------------------------------------ Beneficially (6) Shared Voting Power 1,320,000 Owned by ------------------------------------------------------------ Each Reporting- (7) Sole Dispositive Power 0 Person ------------------------------------------------------------ With (8) Shared Dispositive Power 1,320,000 - - ------------------------------------------------------------------------------ 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,320,000 - - ------------------------------------------------------------------------------ 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not applicable - - ------------------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row 9 6.3% - - ------------------------------------------------------------------------------ 12) Type of Reporting Person (See Instructions) IN - - ------------------------------------------------------------------------------ Item 1: (a) Name of Issuer: Capital Title Group, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 2901 East Camelback Road Phoenix, Arizona 85016 Item 2: (a) Name of Person Filing: This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k)(1) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"): (i) Hot Creek Capital, L.L.C. (the "General Partner"), (ii) Hot Creek Investors, L.P. ("Investors"), and (iii) David M. W. Harvey, the principal member of the General Partner ((i), (ii), and (iii) being collectively, the "Filing Persons"). The Stock and Warrants of the Issuer (the "Stock") which are the subject of this Schedule 13G is held by Investors. The other Filing Persons are joining in this Schedule 13G because they exercise voting and investment power over the Stock held by Investors. The Filing Persons have entered into a Joint Filing Agreement, dated as of April 28, 2004, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Filing Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. The Filing Persons expressly disclaim that they have agreed to act as a group. (b) Address of Principal Business Office or, if none, Residence: 6900 South McCarran Boulevard, Suite 3040 Reno, Nevada 89509 (c) Citizenship: Nevada for Investors and the General Partner; David M. W. Harvey is a citizen of the U.S.A. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 140919 10 1 Item 3: Not applicable Item 4: Ownership. (a) Amount beneficially owned: 1,320,000 shares of Stock may be deemed beneficially owned within the meaning of Rule 13d-3 of the Act by each of Investors, the General Partner and, David M. W. Harvey. Such number of shares includes the sum of (i) 1,100,000 shares of Common Stock and (ii) 220,000 shares of Common Stock issuable upon the assumed exercise of Warrants held by Investors. The General Partner and David M. W. Harvey expressly disclaim direct and beneficial ownership of the shares of Stock reported as deemed to be beneficially owned by them. Based on Form 10-K dated December 31, 2003, the Issuer had 18,315,793 shares of Common Stock issued and outstanding as of that date. As set forth in the Issuer's Press Release dated April 29, 2004 on that date the Issuer sold 2,800,000 additional shares of Common Stock. Accordingly, the 1,320,000 shares of Stock which may be deemed to be beneficially owned by Investors represent approximately 6.3 percent (6.3%) of the Issuer's issued and outstanding Common Stock thereafter. (b) Percent of class: 6.3% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 1,320,000 (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 1,320,000
Item 5: Ownership of Five Percent or Less of a Class. Not applicable. Item 6: Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8: Identification and Classification of Members of the Group. Not applicable. Item 9: Notice of Dissolution of Group. Not applicable. Item 10: Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the page 6 securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. HOT CREEK CAPITAL, L.L.C. By: /s/ David M. W. Harvey Dated: April 28, 2004 ------------------------------ Name: David M. W. Harvey Title: Managing Member HOT CREEK INVESTORS, L.P. By its General Partner HOT CREEK CAPITAL, L.L.C. By: /s/ David M. W. Harvey Dated: April 28, 2004 ------------------------------ Name: David M. W. Harvey Title: Managing Member By: /s/ David M. W. Harvey Dated: April 28, 2004 ------------------------------ Name: David M. W. Harvey page 7 EX-99.A 2 l07348aexv99wa.txt EX-99(A) AGREEMENT REGARDING JOINT FILING OF SC13G Exhibit A --------- AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G --------------------- The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. HOT CREEK CAPITAL, L.L.C. By: /s/ David M. W. Harvey Dated: April 28, 2004 ------------------------------ Name: David M. W. Harvey Title: Managing Member HOT CREEK INVESTORS, L.P. By its General Partner HOT CREEK CAPITAL, L.L.C. By: /s/ David M. W. Harvey Dated: April 28, 2004 ------------------------------ Name: David M. W. Harvey Title: Managing Member By: /s/ David M. W. Harvey Dated: April 28, 2004 ------------------------------ Name: David M. W. Harvey page 8 -----END PRIVACY-ENHANCED MESSAGE-----